As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 1194
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/09/2024
  • HTX / HUOBI
  • WWW.HTX.COM
A warning PDF of date 11/09/2024 (new window) FMA (AUSTRIA) 
11/09/2024
  • INVESTINGOPERATION INC.
  • WWW.INVESTINGOPERATION.COM
A warning PDF of date 11/09/2024 (new window) FMA (AUSTRIA) 
11/09/2024
  • INVESTMENT PEAK
  • HTTPS://WWW.INVESTMENTPEAK1.COM/
A warning PDF of date 11/09/2024 (new window) FMA (AUSTRIA) 
11/09/2024
  • TESALIA ASSET MANAGEMENT
  • WWW.TS-CAPITAL.COM
A warning PDF of date 11/09/2024 (new window) CSSF (LUXEMBURGO) 
11/09/2024
  • SPIRE INVEST LTD
  • WWW.SPIREINVESTLTD.COM
A warning PDF of date 11/09/2024 (new window) CSSF (LUXEMBURGO) 
11/09/2024
  • 3P-CONSULT
  • WWW.3P-CONSULT.NET
A warning PDF of date 11/09/2024 (new window) FMA (AUSTRIA) 
11/09/2024
  • ROBOINVEST INC.
  • WWW.ROBO-INVEST.INK
A warning PDF of date 11/09/2024 (new window) FMA (AUSTRIA) 
11/09/2024
  • OPPENHEIM SAVINGS & LOANS TRUST KB
  • HTTPS://OPPENHEIMLTD.COM/
A warning PDF of date 11/09/2024 (new window) FMA (AUSTRIA) 
11/09/2024
  • FIN2AI
  • FIN2AI.COM
A warning PDF of date 11/09/2024 (new window) AFM (PAISES BAJOS) 
11/09/2024
  • TOPIX LTD.
  • TOPIX.PRO
A warning PDF of date 11/09/2024 (new window) AFM (PAISES BAJOS) 

Consultation criteria: By type unauthorised entities.