As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 914 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/08/2011
  • PETERSON ADVISORY LIMITED
  • HTTP://WWW.PERTERSONCONSULTANCY.COM
A warning PDF of date 10/08/2011 (new window) JFSC (JERSEY) 
10/08/2011
  • ACE EU MARKETS
  • WWW.ACEEUMARKETS.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO)ESTA SOCIEDAD NO TIENE NINGUNA RELACIÓN CON SOCIEDADES DEL ACE EUROPEAN GROUP OF COMPANIES, ALGUNAS DE LAS CUALES ESTÁN DEBIDAMENTE REGISTRADAS CON LA FSA.
10/08/2011
  • AC ALTERNATIVE
  • WWW.AC-ALTERNATIVE.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO) 
10/08/2011
  • SATORI GROUP
A warning PDF of date 10/08/2011 (new window) AMF (FRANCIA) 
10/08/2011
  • GLENDALE MANAGEMENT GROUP
  • HTTP://GLENDALEMGT.COM/
A warning PDF of date 10/08/2011 (new window) DFSA (DINAMARCA) 
10/08/2011
  • CHARLES LEFEVRE (KONCEPT MARKETING)
A warning PDF of date 10/08/2011 (new window) FSMA (BELGICA) 
10/08/2011
  • LEADERS ASSET MANAGEMENT
  • WWW.LEADERS-AM.COM
A warning PDF of date 10/08/2011 (new window) DFSA (DINAMARCA) 
10/08/2011
  • KYODO SECURITIES
A warning PDF of date 10/08/2011 (new window) AMF (FRANCIA) 
10/08/2011
  • FAIRVESTA
  • WWW.FAIRVESTA.DE
A warning PDF of date 10/08/2011 (new window) AMF (FRANCIA) 
10/08/2011
  • MONTROSE GROUP
  • WWW.MONTROSE-GROUP.COM
A warning PDF of date 10/08/2011 (new window) FSA (REINO UNIDO)ESTA SOCIEDAD NO TIENE NINGUNA RELACIÓN CON LA SOCIEDAD INGLESA MONTROSE FASTENERS LIMITED (COMPANIES HOUSE NO: 02646431).

Consultation criteria: By type unauthorised entities.