As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1060 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/12/2003
  • EVEREST1 INC
A warning PDF of date 03/12/2003 (new window) NAFM (PAISES BAJOS) 
09/05/2007
  • LOHMAN BROKERS
A warning PDF of date 09/05/2007 (new window) NAFM (PAISES BAJOS) 
11/11/2003
  • J.P. TURNER & COMPANY, L.L.C.
A warning PDF of date 11/11/2003 (new window) NAFM (PAISES BAJOS) 
19/04/2006
  • SILVERSTONE MANAGEMENT S.L.
  • WWW.SILVERSTONEMANAGEMENT.BIZ
A warning PDF of date 19/04/2006 (new window) NAFM (PAISES BAJOS)VER ADVERTENCIAS CNMV
01/03/2006
  • SELECT CAPITAL MANAGEMENT CORPORATION
A warning PDF of date 01/03/2006 (new window) NAFM (PAISES BAJOS) 
06/10/2003
  • MCKENZIEKING CONSULTANTS
A warning PDF of date 06/10/2003 (new window) NAFM (PAISES BAJOS) 
19/04/2006
  • NISHIMURAMA MERGERS AND ACQUISITIONS
A warning PDF of date 19/04/2006 (new window) NAFM (PAISES BAJOS) 
20/07/2005
  • WARNER BECK INCORPORATED
A warning PDF of date 20/07/2005 (new window) NAFM (PAISES BAJOS) 
25/01/2006
  • CAPITAL PLUS GROUP
A warning PDF of date 25/01/2006 (new window) NAFM (PAISES BAJOS) 
08/10/2002
  • BENTLEY FINANCIAL SERVICES B.V.
A warning PDF of date 08/10/2002 (new window) NAFM (PAISES BAJOS) 

Consultation criteria: By type Non-authorized entities.