As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1085 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/04/2010
  • REICH GLOBAL LTD
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • FAMEX FINANCIAL
  • WWW.FAMEXFINANCIAL.COM
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • CHEER FORTUNE INTERNAT. INVESTMENT MANAGEMENT COMPANY LTD.
  • WWW.CHEERFO.HK
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • FKL INVESTMENTS
  • WWW.FKLTZ.COM
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • FXMETATRADER JAPAN COMPANY LIMITED
  • WWW.FXMETATRADER.NET
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
16/11/2005
  • BEACON CAPITAL MANAGEMENT
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
16/06/2010
  • SEKULIC DRAGON
  • WWW.SEKULICDRAGON.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
16/06/2010
  • HONG KONG INTERNATIONAL PETROLEUM EXCHANGE
  • HTTP://WWW.HKPEX.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
16/06/2010
  • THE HONG KONG FUTURES & OPTIONS EXCHANGE (THE HKFOE)
  • WWW.HKFOE.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
16/06/2010
  • SHIN FUTURES
  • WWW.SHINFUTURES.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.