As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 840 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/08/2011
  • CRISTOS INVESTMENTS SA
  • WWW.CRISTOSINVESTMENTS.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • CRAWFORD & KNIGHT
  • WWW.CRAWFORDKNIGHT.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • GLOBAL INVESTMENT GROUP
  • WWW.GLOBAL-IG.COM
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
03/08/2011
  • FIRST INVESTMENT INTERNATIONAL FUNDS PLC
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
20/07/2011
  • GLOBAL ONE INTERNATIONAL
  • WWW.GLOBALONEINT.COM
A warning PDF of date 20/07/2011 (new window) FSA (REINO UNIDO) 
26/04/2006
  • HCG INTERNATIONAL
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
13/07/2011
  • INVESCO PERPETUAL - INVESCO GOLD PRECIOUS METALS FUND
  • WWW.INVESCO-PERPETUALFUNDS.COM
A warning PDF of date 13/07/2011 (new window) FSA (REINO UNIDO) 
08/06/2011
  • SVM IRELAND
  • WWW.SVMIRELAND.COM
A warning PDF of date 08/06/2011 (new window) FSA (REINO UNIDO) 
13/07/2011
  • R.A. LAFFERTY INC
  • WWW.RA-LAFFERTYINC.COM
A warning PDF of date 13/07/2011 (new window) FSA (REINO UNIDO) 
13/07/2011
  • INTERNATIONAL REGULATION SERVICES
A warning PDF of date 13/07/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.