As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 857 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/12/2011
  • ASHFORD FINANCIAL GROUP
  • HTTP://WWW.ASHFORDFINANCIALGROUP.COM
A warning PDF of date 21/12/2011 (new window) FSAN (NORUEGA) 
26/10/2011
  • BERGMANN & CO. INTERNATIONAL
  • WWW.BERGMANNCO-INTERNATIONAL.COM
A warning PDF of date 26/10/2011 (new window) FSAN (NORUEGA) 
13/10/2011
  • POWERHOUSE CORPORATE FINANCE
  • WWW.POWERHOUSECORPFINANCE.COM
A warning PDF of date 13/10/2011 (new window) FSAN (NORUEGA) 
13/10/2011
  • MINSHENG CORPORATION
  • WWW.MINSHENG-CORP.COM
A warning PDF of date 13/10/2011 (new window) FSAN (NORUEGA) 
02/11/2011
  • WAYTUNG GLOBAL
  • WWW.WAYTUNG-GLOBAL.COM
A warning PDF of date 02/11/2011 (new window) FSAN (NORUEGA) 
02/11/2011
  • ACTIVA FINANCIAL SERVICES LIMITED
A warning PDF of date 02/11/2011 (new window) FSAN (NORUEGA) 
26/10/2011
  • MCPHERSON GORDON LTD.
  • WWW.MCPHERSONGORDON.COM
A warning PDF of date 26/10/2011 (new window) FSAN (NORUEGA) 
13/10/2011
  • 1GLOBAL VENTURE GROUP
  • WWW.1GVG.COM
A warning PDF of date 13/10/2011 (new window) FSAN (NORUEGA) 
05/10/2011
  • HK PACIFIC
A warning PDF of date 05/10/2011 (new window) FSAN (NORUEGA) 
05/10/2011
  • ELLIOT MANAGEMENT CONSULTANCY
  • WWW.ELLIOT-CONSULTANTS.COM
A warning PDF of date 05/10/2011 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities.