Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1080 out of 1168
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
01/02/2017 |
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COLBERT & WELLING LLP (USA)
|
| CBI (IRLANDA) | |
08/03/2017 |
-
BOSTON PRIVATE LAW GROUP LLP (USA)
|
| CBI (IRLANDA) | |
28/09/2022 |
-
TCS INSURANCE COMPANY OF IRELAND DAC (CLONE)
-
WWW.TCSINSURANCE.EU (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE, DIRECCIÓN Y NÚMERO DE REGISTRO, ENTRE OTROS, DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA |
28/09/2022 |
-
BLACKROCK INVESTMENT MANAGEMENT IRELAND (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE Y EL NÚMERO DE REGISTRO, DE BLACKROCK ASSET MANAGEMENT IRELAND LIMITED |
23/11/2022 |
-
INFINITY FUNDS ICAV (CLONE)
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HTTPS://INFINITYICAV.COM/ (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA INFINITY FUNDS ICAV |
23/11/2022 |
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LEND INVEST
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HTTPS://DLENDINVEST.UK/
|
| CBI (IRLANDA) | |
23/11/2022 |
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LIBRA FG
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HTTP://WWW.LIBRAFG.COM
|
| CBI (IRLANDA) | |
28/09/2022 |
-
MERIT KAPITAL / MERIT FIXED INCOME FUND LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA CLONADO LOS DATOS DE ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA Y AUTORIZADAS POR CYSEC |
23/11/2016 |
-
LAWSON MANAGEMENT GROUP LLC (USA)
|
| CBI (IRLANDA) | |
21/12/2016 |
-
GVQ INVESTMENT FUNDS (DUBLIN) PLC (CLON)
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WWW.GVQINVESTMENTFUNDS.COM
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE |
Consultation criteria: By type unauthorised entities.