As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 9 out of 1191
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/09/2006
  • ASPEN PAYNE CONSULTING
  • WWW.ASPENPAYNECONSULTING.COM
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
22/10/2008
  • GREYHILL CONSULTANTS
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
22/10/2008
  • ATLANTIS MERGERS & ACQUISITIONS
  • WWW.ATLANTISMA.COM
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
22/10/2008
  • DOMINION ROYAL EKONOMISK FÖRENING (ECONOMIC ASSOCIATION)
  • WWW.DOMINIONROYAL.COM
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
02/07/2014
  • THE BEACON HILL REGULATORY TRADE COMMISSION
A warning PDF of date 02/07/2014 (new window) SFSA (SUECIA) 
23/11/2005
  • FIRST SWISS FINANCIAL MANAGEMENT AG
A warning PDF of date 23/11/2005 (new window) SFSA (SUECIA) 
02/07/2014
  • ARIES VENTURES INC
  • WWW.ARIESVENTURESINC.COM
A warning PDF of date 02/07/2014 (new window) SFSA (SUECIA) 
22/10/2008
  • PACIFIC EQUITY MANAGEMENT
  • WWW.PACIFICEM.COM
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
20/09/2006
  • ALV GROUP
  • WWW.ALVGROUP.COM
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
20/09/2006
  • AIMS WORLD ASSET & INVESTMENT MANAGEMENT SERVICES
  • WWW.AIMS-WORLD.COM
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.