Warnings from foreign regulators. Other alerts
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on general topics of interest to investors.
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 7 out of 7
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
16/06/2021 |
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HTTPS://WWW.FACEBOOK.COM/GROUPS/455337739156180
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| HCMC (GRECIA) | LA HCMC INFORMA QUE LA ENTIDAD REALIZA DECLARACIONES PÚBLICAS EN FACEBOOK CON EL FIN DE ATRAER POTENCIALES INVERSORES SIN LA PREVIA APROBACIÓN DE UN FOLLETO POR PARTE DEL ORGANISMO SUPERVISOR |
07/11/2007 |
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| FSC (ISLA DE MAN) | CARTAS FALSAS |
24/10/2007 |
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| FSC (ISLA DE MAN) | CARTAS FALSAS |
24/10/2007 |
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| FSC (ISLA DE MAN) | CARTAS FALSAS |
18/07/2007 |
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| FSC (ISLA DE MAN) | CARTAS FALSAS |
07/11/2007 |
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| FSC (ISLA DE MAN) | CARTAS FALSAS |
09/08/2023 |
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| BAFIN (ALEMANIA) | BAFIN TIENE MOTIVOS PARA SOSPECHAR QUE LA ENTIDAD ADVERTIDA ESTÁ OFRECIENDO AL PÚBLICO SUS PROPIAS ACCIONES EN ALEMANIA SIN EL FOLLETO REQUERIDO |
06/10/2010 |
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HYIPS-HIGH YIELD INVESTMENT PROGRAMS
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| FINRA (ESTADOS UNIDOS) | PROGRAMAS DE INVERSION DE ALTO RENDIMIENTO |
Consultation criteria: By type Other alerts, By initial H.