Spanish investment firms information
GLOBALFINANZAS INVESTMENT GROUP, A.V., S.A.
Investment Firms
| Nº Registro Oficial | Fecha registro oficial |
|
248
|
31/05/2013
|
Investment services and activities
| Investment services and activities | Instruments | Clients |
| | | | | | | | | | | Retail | Professional | Eligible counterparties |
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Ancillary services
| Ancillary services | Instruments | Clients |
| | | | | | | | | | | Retail | Professional | Eligible counterparties |
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Investment services and activities / ancillary services for instruments not provided for under Article 2 of TRLMV (Article 142(2))
| Services and activities | Instruments | Clients |
| Retail | Professional | Eligible counterparties |
| Recepción y transmisión de órdenes de clientes en relación con uno o más instrumentos financieros. | Planes de Pensiones. Divisas. Depósito interbancario. | | | |
| Asesoramiento en materia de inversión. | Planes de pensiones. Depósito interbancario. | | | |
| Gestión discrecional e individualizada de carteras de inversión con arreglo a los mandatos conferidos pr los clientes. | PLanes de pensiones. Divisas. | | | |
| Elaboración de informes de inversiones y análisis financieros u otras formas de recomendación general relativa a las operaciones sobre instrumentos no contemplados en el artículo 2 de la LMV. | Planes de pensiones. Depósito interbancario. | | | |
| Servicios de cambio de divisas relacionados con la prestación de servicios de inversión. | En relación con la prestación de los servicios de inversón señalados en este apartado de actividades accesorias que presten sobre planes de pensiones y depósito interbancarios | | | |
Particularities or limitations
| Services and activities | Explanations |
| Recepción y transmisión de órdenes de clientes en relación con uno o más instrumentos financieros. | Cuando los mencionados servicios de inversión y auxiliares se presten sobre los instrumentos financieros contemplados en el apartado 6 del artículo 2 de la LMV (instrumentos financieros derivados de la transferencia del riesgo del crédito, en particular, de tipos de interés , CDOs, LBOs) se dirigirán exclusivamente a clientes profesionales. |
| Gestión discrecional e individualizada de carteras de inversión con arreglo a los mandatos conferidos por los clientes. | Cuando los mencionados servicios de inversión y auxiliares se presten sobre los instrumentos financieros contemplados en el apartado 6 del artículo 2 de la LMV (instrumentos financieros derivados de la transferencia del riesgo del crédito, en particular, de tipos de interés , CDOs, LBOs) se dirigirán exclusivamente a clientes profesionales. |
| Asesoramiento en materia de inversión. | Cuando los mencionados servicios de inversión y auxiliares se presten sobre los instrumentos financieros contemplados en el apartado 6 del artículo 2 de la LMV (instrumentos financieros derivados de la transferencia del riesgo del crédito, en particular, de tipos de interés , CDOs, LBOs) se dirigirán exclusivamente a clientes profesionales. |
| Elaboración de informes de inversiones y análisis financieros u otras formas de recomendación general relativa a las operaciones sobre instrumentos financieros. | Cuando los mencionados servicios de inversión y auxiliares se presten sobre los instrumentos financieros contemplados en el apartado 6 del artículo 2 de la LMV (instrumentos financieros derivados de la transferencia del riesgo del crédito, en particular, de tipos de interés , CDOs, LBOs) se dirigirán exclusivamente a clientes profesionales. |
| Servicios de cambio de divisas relacionados con la prestación de servicios de inversión. | Cuando los mencionados servicios de inversión y auxiliares se presten sobre los instrumentos financieros contemplados en el apartado 6 del artículo 2 de la LMV (instrumentos financieros derivados de la transferencia del riesgo del crédito, en particular, de tipos de interés , CDOs, LBOs) se dirigirán exclusivamente a clientes profesionales. |
Instrumental accounts
| Description | Yes | No |
| The company holds funds in instrumental and transitional accounts in the name of its clients | | |
LIST OF FINANCIAL INSTRUMENTS IN ACCORDANCE WITH ARTICLE 3 OF SPANISH ROYAL DECREE 814/2023:
Transferable securities, understanding as such any ownership right with a patrimonia content, whatever it may be called, which due to its own legal configuration and rules of transfer, is susceptible to generalised and impersonal traffic in a financial market, including the following categories of transferable securities with the exception of instruments of payment:
1. Shares in companies and other transferable securities equivalent to shares in companies, and depositary receipts representing such securities.
2. Bonds and debt securities or other forms of securitised debt, including depositary receipts representing such securities.
3. Any other transferable securities giving the right to acquire or sell such transferable securities or giving rise to a cash settlement determined by reference to transferable securities, currencies, interest rates or yields, commodities or other indices or arrangements.
Money market instruments, meaning categories of instruments normally dealt on the money market, such as treasury bills and commercial papers, excluding instruments of payment.
Shares in collective investment schemes, as well as in venture capital undertakings and closed-ended collective investment schemes, as well as in European venture capital undertakings, European social entrepreneurship funds and European long-term investment funds.
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to marketable securities, foreign currencies, interest rates or yields, emission allowances or other derivative instruments, financial indices or financial measures that can be settled by physical delivery or in cash.
Options, futures, swaps, forward contracts and other derivative contracts relating to commodities that must be settled in cash or that can be settled in cash at the option of one of the parties other than for reasons other than a breach or another event leading to termination of the contract.
Options, futures, swaps and other derivative contracts relating to commodities that can be settled by physical delivery, provided that they are traded on a regulated market or multilateral trading facility (MTF) or organised trading facility (OTF), except for wholesale energy products as defined in Article 2(4) of Regulation (EU) 1227/2011, which are traded on an OTF and must be settled by physical delivery.
Options, futures, swaps, forwards and any other derivatives contracts relating to commodities which can be physically settled, not otherwise mentioned in the preceding paragraph and not being for commercial purposes, which have the characteristics of other derivative financial instruments.
Derivative instruments for the transfer of credit risk.
Financial contracts for differences.
Options, futures, swaps, forward agreements and any other derivatives contracts relating to climatic variables, freight rates or inflation rates or other official economic statistics, which must be settled in cash or that can be settled in cash at the option of one of the parties other than a breach or another event lending to termination of the contract , as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this article, which have the characteristics of other derivative financial instruments, taking into account , inter alia, they are traded on a regulated market, OTF or MTF.
Emission allowances consisting of any units recognised for compliance with the requirements of Directive 2003/87/EC of the European Parliament and of the Council, of 13 October 2003, establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC.