Latest news regarding investment firms 11/10/2024 The CNMV reminds entities of the need to update the reporting of its derivatives before 26 october according to the new EMIR-Refit standards 07/10/2024 The CNMV launches the public consultation for the draft Circular amending three circulars 07/10/2024 See more Public Statements See more documents open to consultation
Supervisory transparency European Committee of Banking Supervisors (CEBS) Transparency supervisor CNMV
Registration files - ESI Spanish Investment Services Companies Search for Securities Brokers and Companies, Portfolio Management Companies and Financial Consultancy Firms Search Tied Agents List of Investment Firms (Portfolio Management excluded) List of Portfolio Management Firms List of Financial Advisory Firms National Financial Advisory Company Search for National Financial Advisory Company Search Tied Agents List of National Financial Advisory Companies Foreign Investment Firms Search foreing investment firms EEA Investment Firm branches EEA IF under the freedom ... Non-EEA Investment Firm branches Non-EEA IF under the freedom ... Credit Institutions Search credit institutions List of Spanish Credit Institutions List of branches of European Economic Area Credit Institutions List of branches of non European Economic Area Credit Institutions List of Banks that are subsidiaries of Community credit companies operating in Spain under free provision List of financial institutions subsidiaries of European Economic Area Credit Institutions under the freedom of providing services List of non European Economic Area Credit Institutions operating in Spain under the freedom of providing services Search in the last 5 days Weekly information in official registers ISP Communications
Other documents - ESI Standard CNMV forms Guides Q&As on standards and recommendations Auditoría del Fondo de Garantía de Inversiones