Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/03/2007unauthorised entities
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
  • WWW.STRATEGICCAPITAL.CH
A warning PDF of date 14/03/2007 (new window) SSMA (ESLOVENIA) 
05/06/2013unauthorised entities
  • LEAD MANAGEMENT LIMITED
  • HTTP://WWW.LEADMANAGEMENTGROUP.COM
A warning PDF of date 05/06/2013 (new window) SSMA (ESLOVENIA) 
21/04/2010unauthorised entities
  • FIRST FREE BANK - FOREX INVESTMENT BROKERS
  • HTTP://WWW.FIRSTFREEBANK.COM/
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
23/06/2004unauthorised entities
  • BAKER & WHITE
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
21/04/2010unauthorised entities
  • SIMRAY ASA (MY PRIVATE TRADE)
  • HTTP://WWW.MYPRIVATETRADE.COM/
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
13/02/2008unauthorised entities
  • GLOBAL PENSION PLAN
A warning PDF of date 13/02/2008 (new window) SSMA (ESLOVENIA) 
07/06/2023unauthorised entities
  • ROYAL INVESTMENT CONSORTIUM
A warning PDF of date 07/06/2023 (new window) SSMA (ESLOVENIA) 
30/07/2014unauthorised entities
  • WORTH LTD.
  • HTTP://VENETFX.COM
A warning PDF of date 30/07/2014 (new window) SSMA (ESLOVENIA) 
07/07/2010unauthorised entities
  • VITAURIUM INVESTMENT GROUP LIMITED
  • HTTP://WWW.VIGINVEST.COM/
A warning PDF of date 07/07/2010 (new window) SSMA (ESLOVENIA) 
18/11/2015unauthorised entities
  • LABANNA CAPITAL MANAGEMENT
  • HTTP://LABANNACAPITALMGMT.COM/INDEX.PHP
A warning PDF of date 18/11/2015 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.