Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
31/05/2017unauthorised entities
  • ASHIDA ASSOCIATES
  • WWW.ASHIDAASSOCIATES.COM
A warning PDF of date 31/05/2017 (new window) AFM (PAISES BAJOS) 
07/12/2016unauthorised entities
  • ORIX CAPITAL TRADING
  • WWW.ORIXTRADING.COM
A warning PDF of date 07/12/2016 (new window) AFM (PAISES BAJOS) 
23/10/2019unauthorised entities
  • PROCAPITALMARKETS
  • HTTPS://WWW.PROCAPITALMARKETS.COM/EN
A warning PDF of date 23/10/2019 (new window) AFM (PAISES BAJOS) 
23/10/2019unauthorised entities
  • WINFINANCE
  • WWW.WINCAPITALPRO.COM
A warning PDF of date 23/10/2019 (new window) AFM (PAISES BAJOS) 
08/11/2017unauthorised entities
  • WILLIAMS BEACON ADVISORY LTD
  • WWW.WILLIAMS-BEACON.COM
A warning PDF of date 08/11/2017 (new window) AFM (PAISES BAJOS) 
31/07/2019unauthorised entities
  • UNITED MARKETS CAPITAL
  • HTTPS://UNITEDMARKETSCAPITAL.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
31/07/2019unauthorised entities
  • TRADERUR
  • WWW.TRADERUR.COM
A warning PDF of date 31/07/2019 (new window) AFM (PAISES BAJOS) 
31/05/2017unauthorised entities
  • GLOBAL ALLIANCE CAPITAL
  • WWW.GLOBALALLIANCECAPITAL.COM
A warning PDF of date 31/05/2017 (new window) AFM (PAISES BAJOS) 
07/06/2017unauthorised entities
  • OLIVIER AND MANN INC.
  • WWW.OLIVIERANDMANN.COM
A warning PDF of date 07/06/2017 (new window) AFM (PAISES BAJOS) 
09/08/2017unauthorised entities
  • TORONTO SUMITOMO TRADING INTERNATIONAL
  • WWW.TSTINTERNATIONAL.COM
A warning PDF of date 09/08/2017 (new window) AFM (PAISES BAJOS) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.