Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 101 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/04/2009unauthorised entities
  • HONG KONG FINANCIAL SERVICES AUTHORITY
  • WWW.HKFSA.ORG
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
01/03/2006unauthorised entities
  • APTFUND
  • WWW.APTFUND.COM
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
15/04/2009unauthorised entities
  • HUA-TONG FINANCE AND INVESTMENT COMPANY LIMITED
  • WWW.HK-HUATONG.COM
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
01/03/2006unauthorised entities
  • INNOVA EQUITY
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
01/03/2006unauthorised entities
  • E.GOTRADE
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
06/07/2005unauthorised entities
  • EBAY (NO RELACIONADA CON EBAY INC., USA)
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
06/07/2005unauthorised entities
  • LASALLE BANK (NO RELACIONADO CON LASALLE BANK, USA)
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
06/07/2005unauthorised entities
  • THE STOCKTON GROUP
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
15/03/2006unauthorised entities
  • MAGNUSSON EDWARD
  • WWW.MAGNUSSONEDWARD.COM
A warning PDF of date 15/03/2006 (new window) SFC (HONG KONG) 
15/06/2005unauthorised entities
  • SMI LIMITED (BVI)
A warning PDF of date 15/06/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.