Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1009 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/03/2023unauthorised entities
  • CB-INVESTMENT.NET
  • HTTPS://CB-INVESTMENT.NET/
A warning PDF of date 01/03/2023 (new window) FCA (REINO UNIDO) 
23/05/2018unauthorised entities
  • CBC LEGAL GROUP / CHRISTIAN, BRADFORD AND COHEN LEGAL GROUP
  • WWW.CBCLEGALGROUP.COM
A warning PDF of date 23/05/2018 (new window) FCA (REINO UNIDO) 
11/12/2019unauthorised entities
  • CBA MANAGEMENT / CBA CONSEIL
  • WWW.CBA-MANAGEMENT.COM
A warning PDF of date 11/12/2019 (new window) CSSF (LUXEMBURGO) 
15/01/2020unauthorised entities
  • CBA CONSEIL
  • WWW.CBACONSEIL-LU.COM
  • WWW.CBACONSEIL.NET
A warning PDF of date 15/01/2020 (new window) CSSF (LUXEMBURGO) 
06/07/2011unauthorised entities
  • CAYO FLOW CAPITAL
  • WWW.CAYOFLOW.COM
A warning PDF of date 06/07/2011 (new window) CYSEC (CHIPRE) 
22/01/2014unauthorised entities
  • CAYMAN ASSET MANAGEMENT
  • WWW.CAYMANASSET.COM
A warning PDF of date 22/01/2014 (new window) SFSA (SUECIA) 
28/08/2019unauthorised entities
  • CAVENDISH KNIGHT ASSET MANAGEMENT
  • WWW.CKASSETMANAGMENT.COM
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
07/01/2015unauthorised entities
  • CAVENDISH INVESTOR WEALTH MANAGEMENT
  • WWW.CAVENDISH-INVESTOR.CO.UK
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
10/10/2018unauthorised entities
  • CATHAY DUPONT (JAPÓN, TAIWAN Y LUXEMBURGO)
A warning PDF of date 10/10/2018 (new window) CBI (IRLANDA) 
13/09/2017unauthorised entities
  • CATHAY DUPONT
  • WWW.CATHAYDUPONT.COM
A warning PDF of date 13/09/2017 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.