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Page 1010 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
21/02/2007unauthorised entities
  • CATHAY ASSET MANAGEMENT
A warning PDF of date 21/02/2007 (new window) NAFM (PAISES BAJOS) 
25/11/2020unauthorised entities
  • CATER ALLEN (CLON) / CATER ALLEN PRIVATE BANK (CLON)
  • HTTP://CATERALLENLTD.COM
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CATER ALLEN LIMITED
29/03/2023unauthorised entities
  • CATENA FARM CAPITAL
  • HTTPS://CATENAFARMSCAPITAL.NET
A warning PDF of date 29/03/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
04/10/2023unauthorised entities
  • CATELLA BANK (CLONE)
A warning PDF of date 04/10/2023 (new window) CSSF (LUXEMBURGO)PERSONAS DESCONOCIDAS (A TRAVÉS DEL CORREO ELECTRÓNICO CONTACT@CATELLA.SE) ESTÁN USANDO LA IDENTIDAD DE LA ANTIGUA INSTITUCIÓN DE CRÉDITO DE LUXEMBURGO CATELLA BANK S.A., QUE CESÓ SUS ACTIVIDADES BANCARIAS EN 2021. LA ENTIDAD CATELLA LUXEMBOURG S.À R.L (DENOMINACIÓN CON LA QUE ESTÁ ACTUALMENTE REGISTRADA) NO ESTÁ RELACIONADA CON DICHAS PERSONAS.
04/11/2020unauthorised entities
  • CATALYSTS PARTNERS AFRICA LIMITED (CLON)
  • HTTPS://CATALYSTS-AFRICA.COM/
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA AFRICAN CAPITAL INVESTMENTS LIMITED
26/11/2014unauthorised entities
  • CASTLEWOOD CORPORATE PARTNERS
  • WWW.CASTLEWOODCORPORATEPARTNERS.NET
A warning PDF of date 26/11/2014 (new window) FCA (REINO UNIDO) 
26/08/2015unauthorised entities
  • CASTLERIGG UCITS FUND PLC (CLON)
  • WWW.CASTLERIGGINVESTMENTS.COM
  • WWW.CASTLE-RIGG.CO.UK
A warning PDF of date 26/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
02/08/2006unauthorised entities
  • CASTLEPEAK AND SONS, LTD.
  • WWW.CASTLEPEAKANDSONS.COM
A warning PDF of date 02/08/2006 (new window) NAFM (PAISES BAJOS) 
14/12/2022unauthorised entities
  • CASTLE-INVEST.COM
  • HTTPS://CASTLE-INVEST.COM/
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
19/12/2012unauthorised entities
  • CASTLE TRADE INTERNATIONAL
  • HTTP://CASTLETRADEINTERNATIONAL.COM/INDEX.PHP
A warning PDF of date 19/12/2012 (new window) CMVM (PORTUGAL) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.