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Page 1014 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
06/07/2011unauthorised entities
  • CAYO FLOW CAPITAL
  • WWW.CAYOFLOW.COM
A warning PDF of date 06/07/2011 (new window) CYSEC (CHIPRE) 
22/01/2014unauthorised entities
  • CAYMAN ASSET MANAGEMENT
  • WWW.CAYMANASSET.COM
A warning PDF of date 22/01/2014 (new window) SFSA (SUECIA) 
28/08/2019unauthorised entities
  • CAVENDISH KNIGHT ASSET MANAGEMENT
  • WWW.CKASSETMANAGMENT.COM
A warning PDF of date 28/08/2019 (new window) FCA (REINO UNIDO) 
07/01/2015unauthorised entities
  • CAVENDISH INVESTOR WEALTH MANAGEMENT
  • WWW.CAVENDISH-INVESTOR.CO.UK
A warning PDF of date 07/01/2015 (new window) FCA (REINO UNIDO) 
10/10/2018unauthorised entities
  • CATHAY DUPONT (JAPÓN, TAIWAN Y LUXEMBURGO)
A warning PDF of date 10/10/2018 (new window) CBI (IRLANDA) 
13/09/2017unauthorised entities
  • CATHAY DUPONT
  • WWW.CATHAYDUPONT.COM
A warning PDF of date 13/09/2017 (new window) CSSF (LUXEMBURGO) 
21/02/2007unauthorised entities
  • CATHAY ASSET MANAGEMENT
A warning PDF of date 21/02/2007 (new window) NAFM (PAISES BAJOS) 
25/11/2020unauthorised entities
  • CATER ALLEN (CLON) / CATER ALLEN PRIVATE BANK (CLON)
  • HTTP://CATERALLENLTD.COM
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CATER ALLEN LIMITED
29/03/2023unauthorised entities
  • CATENA FARM CAPITAL
  • HTTPS://CATENAFARMSCAPITAL.NET
A warning PDF of date 29/03/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
04/10/2023unauthorised entities
  • CATELLA BANK (CLONE)
A warning PDF of date 04/10/2023 (new window) CSSF (LUXEMBURGO)PERSONAS DESCONOCIDAS (A TRAVÉS DEL CORREO ELECTRÓNICO CONTACT@CATELLA.SE) ESTÁN USANDO LA IDENTIDAD DE LA ANTIGUA INSTITUCIÓN DE CRÉDITO DE LUXEMBURGO CATELLA BANK S.A., QUE CESÓ SUS ACTIVIDADES BANCARIAS EN 2021. LA ENTIDAD CATELLA LUXEMBOURG S.À R.L (DENOMINACIÓN CON LA QUE ESTÁ ACTUALMENTE REGISTRADA) NO ESTÁ RELACIONADA CON DICHAS PERSONAS.

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.