Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1015 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
16/03/2005unauthorised entities
  • CARRINGTON ROTHSCHILD CAPITAL
A warning PDF of date 16/03/2005 (new window) AMF (FRANCIA) 
17/09/2014unauthorised entities
  • CARRINGTON GROUP LLC
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
13/07/2022unauthorised entities
  • CARREGOSA-GESTION (CLONE)
  • HTTPS://ACCESOPRIVADA-CRGSA.COM/ (CLONE)
A warning PDF of date 13/07/2022 (new window) CMVM (PORTUGAL)LA ENTIDAD ADVERTIDA, QUE UTILIZA LA DIRECCIÓN DE CORREO SERVICE.CLIENT@CARREGOSA-GESTION.COM , NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA EN PORTUGAL CON DENOMINACIÓN BANCO L.J. CARREGOSA, S.A.
18/11/2015unauthorised entities
  • CARNEGIE ASSET MANAGEMENT LIMITED
  • HTTP://WWW.CARNEGIEASSETS.COM/
A warning PDF of date 18/11/2015 (new window) DFSA (DINAMARCA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
15/03/2004unauthorised entities
  • CARNEGIE ADVISORS
A warning PDF of date 15/03/2004 (new window) CBF (BELGICA) 
12/09/2018unauthorised entities
  • CARNA CAPITAL (CLON)
  • WWW.CARNA-CAPITAL.CO.UK
A warning PDF of date 12/09/2018 (new window) FCA (REINO UNIDO) 
19/04/2017unauthorised entities
  • CARMINE HOFFMAN LAW FIRM LLP
  • WWW.CARMINEHOFFMANLAW.COM
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
30/09/2020unauthorised entities
  • CARMIGNAC HOLDINGS / CARMIGNAC INVESTMENT (CLON)
  • WWW.CARMIGNACHOLDINGS.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
10/11/2016unauthorised entities
  • CARMANN, REED, EDWARDS ASSOCIATES LAWYERS / TUNNER GRANT & ASSOCIATES / CARMANN CONSULTANCY SERVICES
  • NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
  • DODSON NORWOOD / KIMBALL GROUP INTERNATIONAL LIMITED / PVSS HOLDINGS LIMITED
  • PARKWELL & COMPANY INC.
  • SHAW, EDWARDS, EMMERSON & KNIGHT
  • WALDMANN ASSET MANAGEMENT / CARDAN LIMITED / CEDAN LIMITED / GRANDWIC LIMITED / LESTON LIMITED
  • FRANK BOSSUYT & PARTNERS (CLON)
  • MANRICH LIMITED / MUTUAL HOPE LIMITED / OXRED LIMITED / TRICORP LIMITED
  • HASEGAWA FINANCIAL HOLDINGS / ELANTRA LIMITED / JEC INVESTMENT LIMITED / UNITED EQUITY CLEARING LTD
  • OSHIRO ASSOCIATES
  • EPHRAIM GLOBAL / BOLTIN LIMITED / HAMBERG LIMITED
  • ICSID (INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES)
  • WALLACE ASSOCIATED INC.
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
16/09/2020unauthorised entities
  • CARLYLE CAPITAL MANAGEMENT
  • WWW.CARLYLECAPITALMANAGEMENT.COM
A warning PDF of date 16/09/2020 (new window) FSMA (BELGICA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.