Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1019 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
12/05/2003unauthorised entities
  • CARTER JAMES, S.L.
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/05/2002unauthorised entities
  • CARTER JAMES, S.L.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
18/03/2020unauthorised entities
  • CARTER FS / CARTER FS FINSERVICES
  • WWW.CARTERFS.COM
A warning PDF of date 18/03/2020 (new window) FCA (REINO UNIDO) 
25/11/2015unauthorised entities
  • CARTER FLANAGAN LIMITED /
  • CARTER FLANAGAN PRIVATE ASSET MANAGEMENT
  • WWW.CARTERFLANAGAN.COM
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 
09/04/2019unauthorised entities
  • CARTER FINANCIAL SERVICES
  • WWW.CARTERFS.COM
A warning PDF of date 09/04/2019 (new window) FMA (AUSTRIA) 
14/03/2018unauthorised entities
  • CARTER CORPORATE LAW
  • WWW.CARTERCORPORATELAW.COM
A warning PDF of date 14/03/2018 (new window) FCA (REINO UNIDO) 
16/03/2005unauthorised entities
  • CARRINGTON ROTHSCHILD CAPITAL
A warning PDF of date 16/03/2005 (new window) AMF (FRANCIA) 
17/09/2014unauthorised entities
  • CARRINGTON GROUP LLC
A warning PDF of date 17/09/2014 (new window) FCA (REINO UNIDO) 
13/07/2022unauthorised entities
  • CARREGOSA-GESTION (CLONE)
  • HTTPS://ACCESOPRIVADA-CRGSA.COM/ (CLONE)
A warning PDF of date 13/07/2022 (new window) CMVM (PORTUGAL)LA ENTIDAD ADVERTIDA, QUE UTILIZA LA DIRECCIÓN DE CORREO SERVICE.CLIENT@CARREGOSA-GESTION.COM , NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA EN PORTUGAL CON DENOMINACIÓN BANCO L.J. CARREGOSA, S.A.
18/11/2015unauthorised entities
  • CARNEGIE ASSET MANAGEMENT LIMITED
  • HTTP://WWW.CARNEGIEASSETS.COM/
A warning PDF of date 18/11/2015 (new window) DFSA (DINAMARCA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.