Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1020 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/03/2004unauthorised entities
  • CARNEGIE ADVISORS
A warning PDF of date 15/03/2004 (new window) CBF (BELGICA) 
12/09/2018unauthorised entities
  • CARNA CAPITAL (CLON)
  • WWW.CARNA-CAPITAL.CO.UK
A warning PDF of date 12/09/2018 (new window) FCA (REINO UNIDO) 
19/04/2017unauthorised entities
  • CARMINE HOFFMAN LAW FIRM LLP
  • WWW.CARMINEHOFFMANLAW.COM
A warning PDF of date 19/04/2017 (new window) FCA (REINO UNIDO) 
30/09/2020unauthorised entities
  • CARMIGNAC HOLDINGS / CARMIGNAC INVESTMENT (CLON)
  • WWW.CARMIGNACHOLDINGS.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
10/11/2016unauthorised entities
  • CARMANN, REED, EDWARDS ASSOCIATES LAWYERS / TUNNER GRANT & ASSOCIATES / CARMANN CONSULTANCY SERVICES
  • DODSON NORWOOD / KIMBALL GROUP INTERNATIONAL LIMITED / PVSS HOLDINGS LIMITED
  • EPHRAIM GLOBAL / BOLTIN LIMITED / HAMBERG LIMITED
  • SHAW, EDWARDS, EMMERSON & KNIGHT
  • WALDMANN ASSET MANAGEMENT / CARDAN LIMITED / CEDAN LIMITED / GRANDWIC LIMITED / LESTON LIMITED
  • MANRICH LIMITED / MUTUAL HOPE LIMITED / OXRED LIMITED / TRICORP LIMITED
  • WALLACE ASSOCIATED INC.
  • FRANK BOSSUYT & PARTNERS (CLON)
  • HASEGAWA FINANCIAL HOLDINGS / ELANTRA LIMITED / JEC INVESTMENT LIMITED / UNITED EQUITY CLEARING LTD
  • ICSID (INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES)
  • NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
  • OSHIRO ASSOCIATES
  • PARKWELL & COMPANY INC.
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
16/09/2020unauthorised entities
  • CARLYLE CAPITAL MANAGEMENT
  • WWW.CARLYLECAPITALMANAGEMENT.COM
A warning PDF of date 16/09/2020 (new window) FSMA (BELGICA) 
06/02/2004unauthorised entities
  • CARLTON MARSH LIMITED
A warning PDF of date 06/02/2004 (new window) IFSRA (IRLANDA) 
18/04/2007unauthorised entities
  • CARLTON HEDGES AND ASSOCIATES
  • WWW.CARLTONHEDGESANDASSOCIATES.COM
A warning PDF of date 18/04/2007 (new window) JFSC (JERSEY) 
12/07/2006unauthorised entities
  • CARLTON GLOBAL MANAGEMENT
  • WWW.CARLTONKOREA.COM
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
14/11/2012unauthorised entities
  • CARLTON CAPITAL INC
  • WWW.CARLTONCAPITALINC.COM
A warning PDF of date 14/11/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.