Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1023 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/04/2010unauthorised entities
  • GOLDBERG & ASSOCIATE
  • WWW.GOLDBERG-NEWYORK.COM
A warning PDF of date 28/04/2010 (new window) FMA (AUSTRIA) 
28/04/2010unauthorised entities
  • LOGICAL CLEARING LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • NEW TIMES CAPITAL (HK) LTD
  • WWW.NEWTIMES-CAPITAL.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • LEVIN MAYER
  • WWW.LEVIN-MAYER.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • NEWTON INTERNATIONAL LIMITED
  • WWW.NEWTONFX.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • FAMEX FINANCIAL
  • WWW.FAMEXFINANCIAL.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • SHANGHAI MERCANTILE EXCHANGE
  • WWW.SHMEX.ORG
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
21/04/2010unauthorised entities
  • FIRST FREE BANK - FOREX INVESTMENT BROKERS
  • HTTP://WWW.FIRSTFREEBANK.COM/
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
21/04/2010unauthorised entities
  • SIMRAY ASA (MY PRIVATE TRADE)
  • HTTP://WWW.MYPRIVATETRADE.COM/
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
21/04/2010unauthorised entities
  • KAIROS GROUP S.R.O.
  • WWW.KGRF.EU
  • WWW.KGAP.EU
  • WWW.THEKAIROSGROUP.COM
A warning PDF of date 21/04/2010 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.