Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1027 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
09/05/2012unauthorised entities
  • THE PINNACLE GROUP
A warning PDF of date 09/05/2012 (new window) EI_CBI (IRLANDA) 
10/08/2005unauthorised entities
  • THE PRESTIGE PERSPECTIVE
A warning PDF of date 10/08/2005 (new window) SFC (HONG KONG) 
27/09/2006unauthorised entities
  • THE RITLAND GROUP PTE, LTD.
  • WWW.RITLANDGROUP.COM
A warning PDF of date 27/09/2006 (new window) SFSA (SUECIA) 
06/07/2005unauthorised entities
  • THE ROTH GROUP GMBH
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
28/02/2007unauthorised entities
  • THE ROYAL LONDON BANK OF COMMUNICATIONS
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 
25/11/2020unauthorised entities
  • THE ROYAL LONDON MUTUAL INSURANCE SOCIETY LIMITED (CLON)
  • WWW.ROYALLONDONAM.COM
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS ROYAL LONDON MUTUAL INSURANCE SOCIETY LIMITED / ROYAL LONDON MARKETING LIMITED
30/06/2004unauthorised entities
  • THE ROYAL OXFORD
A warning PDF of date 30/06/2004 (new window) FSC (ISLA DE MAN) 
05/09/2018unauthorised entities
  • THE SHARE CENTRE (CLON)
A warning PDF of date 05/09/2018 (new window) FCA (REINO UNIDO) 
21/11/2007unauthorised entities
  • THE SHERWOOD CORPORATION
  • WWW.SHERWOOD-CORP.COM
A warning PDF of date 21/11/2007 (new window) FSAN (NORUEGA) 
15/01/2020unauthorised entities
  • THE SOVEREIGN BOND FUND (CLON)
  • HTTPS://SOVEREIGNBONDFUND.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA NINGUNA RELACIÓN CON THE SOVEREIGN BOND FUND, PRODUCTO DEBIDAMENTE REGISTRADO EN LA FCA

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.