Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 104 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
27/04/2022unauthorised entities
  • BAIMAAS FX
  • WWW.BAIMAASFX.COM
A warning PDF of date 27/04/2022 (new window) FCA (REINO UNIDO) 
23/12/2020unauthorised entities
  • BAIRD EUROPE (BAIRD CAPITAL) / BAIRD FINANCIAL SERVICES (CLON)
  • WWW.ACCOUNTSBAIRD.COM
  • WWW.BAIRD-EUROPE.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
04/07/2012unauthorised entities
  • BAKER & BAINS
  • WWW.CLICKSTOCKTRANSFER.COM
A warning PDF of date 04/07/2012 (new window) FSA (REINO UNIDO) 
13/06/2012unauthorised entities
  • BAKER & BAINS
  • WWW.CLICKSTOCKTRANSFER.COM
A warning PDF of date 13/06/2012 (new window) SFSA (SUECIA) 
13/04/2011unauthorised entities
  • BAKER & HIGGS ASSET MANAGEMENT
  • WWW.BAKER-HIGGS.COM
A warning PDF of date 13/04/2011 (new window) SFSA (SUECIA) 
15/06/2011unauthorised entities
  • BAKER & HIGGS ASSET MANAGEMENT
  • WWW.BAKER-HIGGS.COM
A warning PDF of date 15/06/2011 (new window) FMA (AUSTRIA) 
28/07/2004unauthorised entities
  • BAKER & WHITE
A warning PDF of date 28/07/2004 (new window) FMA (AUSTRIA) 
23/06/2004unauthorised entities
  • BAKER & WHITE
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
02/06/2004unauthorised entities
  • BAKER & WHITE
A warning PDF of date 02/06/2004 (new window) DFSA (DINAMARCA) 
16/09/2015unauthorised entities
  • BAKER FINCH PARTNERSHIP
A warning PDF of date 16/09/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.