Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1031 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
31/03/2021Non-authorized entities
  • CAPITAL MARKET SEARCH
  • WWW.CAPITALMARKETSEARCH.COM
A warning PDF of date 31/03/2021 (new window) FCA (REINO UNIDO) 
12/06/2019Non-authorized entities
  • CAPITAL MANAGEMENTS
  • WWW.CAPITAL-MANAGEMENTS.NET
A warning PDF of date 12/06/2019 (new window) FMA (AUSTRIA) 
09/02/2005Non-authorized entities
  • CAPITAL MANAGEMENT GROUP
  • WWW.CAPMANGROUP.COM
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
17/09/2008Non-authorized entities
  • CAPITAL MANAGEMENT FOUNDATION OF NORTH AMERICA INC. (CMF)
  • EURO CAPITAL MARKET SERVICES
A warning PDF of date 17/09/2008 (new window) AMF (FRANCIA) 
09/12/2020Non-authorized entities
  • CAPITAL LETTER GMBH / CAPITAL LETTER LTD
  • WWW.BRIGHTFINANCE.CO
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
27/01/2010Non-authorized entities
  • CAPITAL INVESTORS, SA
A warning PDF of date 27/01/2010 (new window) HCMC (GRECIA) 
24/02/2010Non-authorized entities
  • CAPITAL INVESTORS, SA
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
27/01/2010Non-authorized entities
  • CAPITAL INVESTORS ASSET MANAGEMENT AG
A warning PDF of date 27/01/2010 (new window) HCMC (GRECIA) 
14/07/2004Non-authorized entities
  • CAPITAL INVESTMENT CORPORATION
A warning PDF of date 14/07/2004 (new window) FSC (ISLA DE MAN) 
18/05/2011Non-authorized entities
  • CAPITAL INVEST TRADING
  • WWW.CITRADING.NET
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.