Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1034 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
03/03/2010unauthorised entities
  • GLOBAL INTERNATIONAL TRADING
A warning PDF of date 03/03/2010 (new window) AMF (FRANCIA) 
03/03/2010unauthorised entities
  • WARWICK VENTURES
  • WWW.WARWICKVC.COM
A warning PDF of date 03/03/2010 (new window) CBFA (BELGICA) 
03/03/2010unauthorised entities
  • PELL FUTURES
  • WWW.PELL-FUTURES.COM
A warning PDF of date 03/03/2010 (new window) CBFA (BELGICA) 
24/02/2010unauthorised entities
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
24/02/2010unauthorised entities
  • CAPITAL INVESTORS, SA
A warning PDF of date 24/02/2010 (new window) CSSF (LUXEMBURGO) 
24/02/2010unauthorised entities
  • FINANCIAL MARKET AUTHORITY OF HONG KONG
  • WWW.FMAHK.ORG
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
24/02/2010unauthorised entities
  • INVESTEX
  • WWW.INVESTEXFUNDS.COM
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
24/02/2010unauthorised entities
  • BLANC & BAUMAR
  • WWW.BLANCANDBAUMAR.COM
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 
24/02/2010unauthorised entities
  • MITCHELL FINCH INTERNATIONAL
  • HTTP://WWW.MITCHELLFINCH.COM
A warning PDF of date 24/02/2010 (new window) DFSA (DINAMARCA) 
24/02/2010unauthorised entities
  • MACMILLAN FINE INTERNATIONAL
  • WWW.MACMILLANFINE.COM
A warning PDF of date 24/02/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.