Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1047 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
29/04/2020unauthorised entities
  • BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
  • HTTPS://BROOKFIELDINVESTMENTFUNDSPLC.NET/
A warning PDF of date 29/04/2020 (new window) FCA (REINO UNIDO) 
22/12/2021unauthorised entities
  • BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
  • HTTPS://WWW.BROOKFIELDINVESTMENTFUNDSPLC.CO (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN BROOKFIELD INVESTMENT FUNDS (UCITS) PLC
22/12/2021unauthorised entities
  • BROOKFIELD INVESTMENT FUNDS PLC (CLONE)
  • HTTP://BIFPLC.NET/ (CLONE)
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN BROOKFIELD INVESTMENT FUNDS (UCITS) PLC
07/01/2021unauthorised entities
  • BROOKFIELD INVESTMENT FUND PLC (CLONE)
  • HTTPS://BROOKFIELDINVESTMENTFUNDSPLC.NET/
A warning PDF of date 07/01/2021 (new window) FSMA (BELGICA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BROOKFIELD INVESTMENT FUNDS (UCITS).
29/03/2023unauthorised entities
  • BROOKFIELD EU
  • HTTPS://BROOKFIELD-EU.COM
A warning PDF of date 29/03/2023 (new window) FMA (AUSTRIA) 
22/01/2014unauthorised entities
  • BROOKES AND HARGREAVES
  • WWW.BROOKES-HARGREAVES.COM
A warning PDF of date 22/01/2014 (new window) FCA (REINO UNIDO) 
04/05/2011unauthorised entities
  • BROOKES & ASSOCIATES
  • WWW.BROOKES-ASSOCIATES.COM
A warning PDF of date 04/05/2011 (new window) FSA (REINO UNIDO) 
24/09/2014unauthorised entities
  • BROOKE POINT LIMITED / BROKE POINT LIMITED
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
19/06/2019unauthorised entities
  • BROOKBOND LIMITED (OPERANDO COMO WHITEHORSE CAPITAL)
  • WWW.WHITEHORSEFINANCE.CO.UK
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
29/07/2020unauthorised entities
  • BRONZE FX
  • HTTPS://BRONZE-FX.COM/
A warning PDF of date 29/07/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.