Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1049 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/10/2009unauthorised entities
  • SMITH SHORE & JENKINS, LLC
  • WWW.SMITHSJ.COM
A warning PDF of date 14/10/2009 (new window) SFSA (SUECIA) 
14/10/2009unauthorised entities
  • SIGMA FOREX
  • WWW.SIGMAFOREX.COM
A warning PDF of date 14/10/2009 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
14/10/2009unauthorised entities
  • FINANCIAL SERVICES REGULATOR OF HONG KONG
  • WWW.FSRHK.ORG
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
14/10/2009unauthorised entities
  • HENTSCH & MULLER
  • WWW.HENTSCH-MULLER.COM
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
14/10/2009unauthorised entities
  • RICHARD-BLENDMONDE
  • WWW.RICHARDBLENDMONDE.COM
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
14/10/2009unauthorised entities
  • SWIFT TECH CAPITAL
  • WWW.SWIFTTECHCAPITAL.COM
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
07/10/2009unauthorised entities
  • BRITISH FINANCIAL SUPERVISION COMMISSION
A warning PDF of date 07/10/2009 (new window) FSC (ISLA DE MAN) 
07/10/2009unauthorised entities
  • POTENTIAL OIL ENERGY AND GAS INC
  • WWW.POTENTIALOIL-ENERGYGAS.CO.UK
  • DR GRAY BEN
A warning PDF of date 07/10/2009 (new window) FSC (ISLA DE MAN) 
07/10/2009unauthorised entities
  • INDEX EASY
  • WWW.INDEX-E.COM
A warning PDF of date 07/10/2009 (new window) SFC (HONG KONG) 
07/10/2009unauthorised entities
  • THE PACIFICWEST FINANCIAL CLEARING HOUSE
A warning PDF of date 07/10/2009 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.