Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1049 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/10/2009unauthorised entities
  • RICHARD-BLENDMONDE
  • WWW.RICHARDBLENDMONDE.COM
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
14/10/2009unauthorised entities
  • SIGMA FOREX
  • WWW.SIGMAFOREX.COM
A warning PDF of date 14/10/2009 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
14/10/2009unauthorised entities
  • QUALITY INVESTMENTS B V NUF
A warning PDF of date 14/10/2009 (new window) FSAN (NORUEGA) 
14/10/2009unauthorised entities
  • INTERNATIONAL CONSULTING SERVICES
  • WWW.INTCONSERV.COM
A warning PDF of date 14/10/2009 (new window) JFSC (JERSEY) 
14/10/2009unauthorised entities
  • SMITH SHORE & JENKINS, LLC
  • WWW.SMITHSJ.COM
A warning PDF of date 14/10/2009 (new window) SFSA (SUECIA) 
14/10/2009unauthorised entities
  • PENN CAPITAL MANAGEMENT, LTD.
A warning PDF of date 14/10/2009 (new window) FMA (AUSTRIA) 
07/10/2009unauthorised entities
  • LEMANIUM SA
  • HTTP://LEMANIUM.COM
A warning PDF of date 07/10/2009 (new window) FSAN (NORUEGA) 
07/10/2009unauthorised entities
  • NSCB LUXEMBOURG S.A.
  • HTTP://WWW.NSCB-BANK.LU
A warning PDF of date 07/10/2009 (new window) CSSF (LUXEMBURGO) 
07/10/2009unauthorised entities
  • NEWORLD WEALTH MANAGEMENT
  • WWW.NEWORLDWEALTH.COM
A warning PDF of date 07/10/2009 (new window) CBFA (BELGICA) 
07/10/2009unauthorised entities
  • NFINVEST
  • HTTP://WWW.NFINVEST.COM/SI/
A warning PDF of date 07/10/2009 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.