Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 106 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
16/04/2008unauthorised entities
  • LOTS FINANCIAL GROUP LIMITED
  • WWW.LOTSFX.COM
A warning PDF of date 16/04/2008 (new window) SFC (HONG KONG) 
07/07/2010unauthorised entities
  • FOX GLOBAL
  • WWW.FOXGLOBAL.BIZ
A warning PDF of date 07/07/2010 (new window) SFC (HONG KONG) 
16/04/2008unauthorised entities
  • SOLID GOLD FINANCE LIMITED
A warning PDF of date 16/04/2008 (new window) SFC (HONG KONG) 
07/07/2010unauthorised entities
  • WWW.GSCL.HK
A warning PDF of date 07/07/2010 (new window) SFC (HONG KONG) 
16/06/2010unauthorised entities
  • SHIN FUTURES
  • WWW.SHINFUTURES.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
14/01/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 14/01/2009 (new window) SEC (ESTADOS UNIDOS)USO FRAUDULENTO DE NOMBRES DE EMPLEADOS
09/09/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 09/09/2009 (new window) SEC (ESTADOS UNIDOS)ADVERTENCIA SOBRE INVERSIÓN EN ETFS
05/05/2010unauthorised entities
  • RANTAU SIMFONI SDN BHD
A warning PDF of date 05/05/2010 (new window) SCM (MALASIA) 
20/11/2013unauthorised entities
  • INFINITY CAPITAL
  • WWW.INFINITYCAPITAL.IN
A warning PDF of date 20/11/2013 (new window) NBS (REPUBLICA ESLOVACA) 
16/06/2004unauthorised entities
  • ATRIUM FINANCIAL GROUP
A warning PDF of date 16/06/2004 (new window) NAFM (PAISES BAJOS) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.