Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1053 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
16/09/2009unauthorised entities
  • CONSTANT FINANCIAL SERVICES (OVERSEAS) LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
16/09/2009unauthorised entities
  • DUBAI INTERNATIONAL INVESTMENT & TRADING
  • HTTP://WWW.DUBAIFINANCIALTRUST.COM/
  • HTTP://WWW.DUBAI-INT.COM/
A warning PDF of date 16/09/2009 (new window) FMA (AUSTRIA) 
16/09/2009unauthorised entities
  • ORION FINANCIAL SERVICES LTD
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
16/09/2009unauthorised entities
  • AQUILA FINANCIAL SERVICES COMPANY
A warning PDF of date 16/09/2009 (new window) CYSEC (CHIPRE) 
09/09/2009unauthorised entities
  • MIDAS INTERNATIONAL
  • WWW.MIDASWORLDWIDE.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • HONG KONG FOREIGN FINANCIAL FUND COMPANY
  • WWW.FOREIGNFINANCIAL-HK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/09/2009unauthorised entities
  • SMART INTERNATIONAL HONG KONG LIMITED
  • WWW.SMART8888.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
09/09/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 09/09/2009 (new window) SEC (ESTADOS UNIDOS)ADVERTENCIA SOBRE INVERSIÓN EN ETFS
09/09/2009unauthorised entities
  • WWW.SUNLONGHK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
02/09/2009unauthorised entities
  • INTER EURO CREDIT
  • HTTP://INTEREUROCREDIT.COM
A warning PDF of date 02/09/2009 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.