Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1072 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
21/01/2009unauthorised entities
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
  • WWW.LADBONLINE.COM
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
21/01/2009unauthorised entities
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
  • WWW.LADBONLINE.COM
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
21/01/2009unauthorised entities
  • NOR FINANS
  • HTTP://WWW.NOR-FINANS.COM/
A warning PDF of date 21/01/2009 (new window) FSAN (NORUEGA) 
14/01/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 14/01/2009 (new window) SEC (ESTADOS UNIDOS)USO FRAUDULENTO DE NOMBRES DE EMPLEADOS
14/01/2009unauthorised entities
  • OMEGA CAPITAL MANAGEMENT
  • WWW.OMEGACM.COM
A warning PDF of date 14/01/2009 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • MAYNARD & BREEN INVESTMENT SERVICES
  • WWW.MAYBRN.COM
A warning PDF of date 14/01/2009 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • FELDMAN, MACKIE & CHAN LLC
  • WWW.FELDMANMACKIECHAN.COM
A warning PDF of date 14/01/2009 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • FX GREECE LTD
A warning PDF of date 14/01/2009 (new window) HCMC (GRECIA) 
14/01/2009unauthorised entities
  • FX RUN LTD.
  • DIRK HENDRIK REERINK
  • RICHARD BURGER
A warning PDF of date 14/01/2009 (new window) SSMA (ESLOVENIA) 
14/01/2009unauthorised entities
  • WEST RIDGE LIMITED
  • WWW.WESTRIDGELIMITED.COM
A warning PDF of date 14/01/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.