Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 109 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/02/2007unauthorised entities
  • UNICREDIT (UK) LTD.
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 
28/02/2007unauthorised entities
  • INVESTAREA (IOM) LTD
  • WWW.INVESTAREA.ORG
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 
28/02/2007unauthorised entities
  • OCEANIA BANK PLC
  • WWW.OCEANIABNKPLC.COM
A warning PDF of date 28/02/2007 (new window) FSC (ISLA DE MAN) 
28/02/2007unauthorised entities
  • WALDEN & ASSOCIATES
A warning PDF of date 28/02/2007 (new window) FMA (AUSTRIA) 
14/03/2007unauthorised entities
  • OMEGA ADVISORY GROUP
A warning PDF of date 14/03/2007 (new window) FSA (REINO UNIDO) 
14/03/2007unauthorised entities
  • EVERGREEN EQUITY
A warning PDF of date 14/03/2007 (new window) FSA (REINO UNIDO) 
14/03/2007unauthorised entities
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
  • WWW.STRATEGICCAPITAL.CH
A warning PDF of date 14/03/2007 (new window) SSMA (ESLOVENIA) 
21/03/2007unauthorised entities
  • PEGASUS VENTURES
  • HTTP://WWW.PEGASUS-VENTURES.NET
A warning PDF of date 21/03/2007 (new window) DFSA (DINAMARCA) 
21/03/2007unauthorised entities
  • PEGASUS VENTURES
  • HTTP://WWW.PEGASUS-VENTURES.NET
A warning PDF of date 21/03/2007 (new window) FSAN (NORUEGA) 
28/03/2007unauthorised entities
  • FIRST EQUIS LTD.
  • WWW.FIRSTEQUIS.COM
A warning PDF of date 28/03/2007 (new window) FSAN (NORUEGA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.