Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 110 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
10/12/2008unauthorised entities
  • BARCLAYS GROUP FINANCIAL INC
A warning PDF of date 10/12/2008 (new window) SFSA (SUECIA) 
21/10/2020unauthorised entities
  • BARISEAU CAPITAL MANAGEMENT (CLON)
  • WWW.BARISEAUCM.CO.UK
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PHILIPPE BARISEAU
03/07/2024unauthorised entities
  • BARIVEX UNION
  • WWW.BARIVEXUNION.COM
A warning PDF of date 03/07/2024 (new window) FSMA (BELGICA) 
18/12/2019unauthorised entities
  • BARKER AND COMPANY FINANCIAL SERVICES (CLON)
  • HTTP://TCLFINANCIALSERVICELTD.COM
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON IDÉNTICA DENOMINACIÓN (BARKER AND COMPANY FINANCIAL SERVICES)
20/09/2006unauthorised entities
  • BARLOW & RAMSEY
  • WWW.BARLOWRAMSEY.COM
A warning PDF of date 20/09/2006 (new window) NAFM (PAISES BAJOS) 
20/09/2006unauthorised entities
  • BARLOW & RAMSEY
  • WWW.BARLOWRAMSEY.COM
A warning PDF of date 20/09/2006 (new window) FMA (AUSTRIA) 
14/09/2022unauthorised entities
  • BARON CAPITAL PARTENAIRE (BCP) (CLONE)
  • WWW.BCPARTENAIRE.COM (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
14/05/2014unauthorised entities
  • BARON GROUP LTD
  • WWW.BARONGROUPLTD.COM
  • WWW.BARONGROUPLIMITED.COM
A warning PDF of date 14/05/2014 (new window) FCA (REINO UNIDO) 
23/12/2020unauthorised entities
  • BARONS VC
  • HTTPS://BARONSVC.COM/
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA) 
15/06/2005unauthorised entities
  • BARRIE CREDIT UNION LTD
  • WWW.BARRIECREDITS.COM
A warning PDF of date 15/06/2005 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.