Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1115 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/10/2015unauthorised entities
  • BAXTER CAPITAL VENTURES MANAGEMENT
  • WWW.BAXTERCAPITALMGMT.COM
A warning PDF of date 14/10/2015 (new window) SFSA (SUECIA) 
07/04/2020unauthorised entities
  • BAXTER & GRANT
  • WWW.BAXTERGRANT.COM
A warning PDF of date 07/04/2020 (new window) FMA (AUSTRIA) 
16/10/2019unauthorised entities
  • BAUTISTA, DE LA CRUZ AND PARTNERS
  • WWW.BAUTISTADELACRUZ.COM
A warning PDF of date 16/10/2019 (new window) FCA (REINO UNIDO) 
03/08/2016unauthorised entities
  • BAUMER MANSOOR FINANCIAL ADVISORY (CLON)
  • WWW.BAUMERMANSOOR.COM
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
14/12/2022unauthorised entities
  • BAUMANN & PARTNERS (CLONE)
  • WWW.BAUMANN-AND-PARTNERS.COM/ (CLONE)
A warning PDF of date 14/12/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE DE PERSONAS QUE UTILIZAN INDEBIDAMENTE LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN LUXEMBURGO BAUMANN & PARTNERS S.A. Y BAUMANN & PARTNERS - FIS
26/02/2020unauthorised entities
  • BAUMAN LTD
  • HTTPS://AVAINVESTMENTSGROUP.COM
  • PACIFIC CONSULTING CO LTD
A warning PDF of date 26/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/10/2019unauthorised entities
  • BAUMAN LTD
  • WWW.AVAIT.INVESTMENTS
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
08/08/2018unauthorised entities
  • BAUMAN LTD
  • HTTPS://AVA.INVESTMENTS
A warning PDF of date 08/08/2018 (new window) CONSOB (ITALIA) 
08/06/2016unauthorised entities
  • BAUER SCHMIDT & GUENTER (CLON)
  • WWW.BAUERSCHMIDT-GUENTER.COM
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO) 
15/07/2009unauthorised entities
  • BAUER & WEISS ASSOCIATES (SWITZERLAND AND THE UNITED KINGDOM
A warning PDF of date 15/07/2009 (new window) IFSRA (IRLANDA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.