Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1121 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
22/03/2006unauthorised entities
  • TRENTON HASSEL INVESTMENT LIMITED
A warning PDF of date 22/03/2006 (new window) NAFM (PAISES BAJOS) 
23/08/2006unauthorised entities
  • STOCKTON S.R.O.
  • WWW.STOCKTON.CZ
A warning PDF of date 23/08/2006 (new window) NAFM (PAISES BAJOS) 
02/08/2006unauthorised entities
  • CASTLEPEAK AND SONS, LTD.
  • WWW.CASTLEPEAKANDSONS.COM
A warning PDF of date 02/08/2006 (new window) NAFM (PAISES BAJOS) 
22/03/2006unauthorised entities
  • KIRKLAND GROUP ASSOCIATES
A warning PDF of date 22/03/2006 (new window) NAFM (PAISES BAJOS) 
16/08/2006unauthorised entities
  • NEW WORLD FINANCIAL EUROPE, S.L.
  • WWW.NWFSL.COM
A warning PDF of date 16/08/2006 (new window) NAFM (PAISES BAJOS)VER ADVERTENCIAS CNMV
20/11/2013unauthorised entities
  • INFINITY CAPITAL
  • WWW.INFINITYCAPITAL.IN
A warning PDF of date 20/11/2013 (new window) NBS (REPUBLICA ESLOVACA) 
05/05/2010unauthorised entities
  • RANTAU SIMFONI SDN BHD
A warning PDF of date 05/05/2010 (new window) SCM (MALASIA) 
09/09/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 09/09/2009 (new window) SEC (ESTADOS UNIDOS)ADVERTENCIA SOBRE INVERSIÓN EN ETFS
14/01/2009Other alerts
  • VARIOS ESTADOS UNIDOS (SEC)
A warning PDF of date 14/01/2009 (new window) SEC (ESTADOS UNIDOS)USO FRAUDULENTO DE NOMBRES DE EMPLEADOS
06/07/2005unauthorised entities
  • EBAY (NO RELACIONADA CON EBAY INC., USA)
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.