Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1124 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
11/04/2007unauthorised entities
  • OLYMPIA KING WEALTH GROUP
  • WWW.OLYMPIAKING.COM
A warning PDF of date 11/04/2007 (new window) SFC (HONG KONG) 
11/04/2007unauthorised entities
  • TRINITY VENTURES
  • HTTP://WWW.TRINITY-VENTURES.COM
A warning PDF of date 11/04/2007 (new window) DFSA (DINAMARCA) 
28/03/2007unauthorised entities
  • LEEDS BANK PLC
  • WWW.LEEDSB.COM
A warning PDF of date 28/03/2007 (new window) JFSC (JERSEY) 
28/03/2007unauthorised entities
  • FIRST EQUIS LTD.
  • WWW.FIRSTEQUIS.COM
A warning PDF of date 28/03/2007 (new window) FSAN (NORUEGA) 
28/03/2007unauthorised entities
  • AMERICAN FUTURES AND OPTIONS TRADING COMMISSION (AFOTC)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007unauthorised entities
  • METRO FINANCIALS (METRO)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007unauthorised entities
  • AMERICAN FUTURES AND OPTIONS EXCHANGE (AFOEX)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007unauthorised entities
  • HPR COMMODITIES (HPR)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007unauthorised entities
  • NEW YORK PETROLEUM OPTION EXCHANGE (NYPOE)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007unauthorised entities
  • VITOL CAPITAL MANAGEMENT (VITOL)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.