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Page 1136 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
12/09/2007unauthorised entities
  • MPT MARKETING SERVICE
  • WWW.MPT-ASIA.COM
  • WWW.MANDARIN-FUND.COM
  • WWW.CARBONFUND.ORG
  • WWW.CHINACARBONFUND.COM
A warning PDF of date 12/09/2007 (new window) SFC (HONG KONG) 
24/10/2007unauthorised entities
  • FOREX CAPITAL MARKETS CLUB LIMITED
  • WWW.FXCMCLUB.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
12/09/2007unauthorised entities
  • TAO INVESTMENT MANAGEMENT COMPANY
  • WWW.MPT-ASIA.COM
  • WWW.MANDARIN-FUND.COM
  • WWW.CARBONFUND.ORG
  • WWW.CHINACARBONFUND.COM
A warning PDF of date 12/09/2007 (new window) SFC (HONG KONG) 
12/09/2007unauthorised entities
  • MOUNTAIN PEAK TRADING LIMITED
  • WWW.MPT-ASIA.COM
  • WWW.MANDARIN-FUND.COM
  • WWW.CARBONFUND.ORG
  • WWW.CHINACARBONFUND.COM
A warning PDF of date 12/09/2007 (new window) SFC (HONG KONG) 
24/10/2007unauthorised entities
  • FXCM CLUB
  • WWW.FXCMCLUB.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
20/05/2009unauthorised entities
  • FIRST PRIME INTERNATIONAL LTD
  • WWW.FIRSTPRIMEGROUP.NET
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
20/05/2009unauthorised entities
  • GARANT PARTNERS
  • WWW.GARANTPARTNERS.COM
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
20/05/2009unauthorised entities
  • FIRST PRIME GROUP LTD
  • WWW.FIRSTPRIMEGROUP.COM
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
24/10/2007unauthorised entities
  • FX CAPITAL CLUB LIMITED
  • WWW.FXCMCLUB.COM
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
17/02/2010unauthorised entities
  • PELL FUTURES
  • WWW.PELL-FUTURES.COM
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.