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Page 1154 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
19/11/2008unauthorised entities
  • PARKER MONROE
  • WWW.PARKERMONROE.COM
A warning PDF of date 19/11/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GOLDMAN SACHS ASIA INVESTMENT MANAGEMENT (HONG KONG) LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GLOBAL OPTIONS GROUP
  • WWW.GLOBALCGP.COM
  • WWW.GLOBALOPTIONS.BE
  • GLOBE ALLIANCE LIMITED
  • WWW.GLOBALOPTIONS.ORG
  • GLOBAL COMMODITIES INC.
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • GLOBAL COMMODITIES INC.
  • WWW.GLOBALOPTIONS.ORG
  • WWW.GLOBALCGP.COM
  • WWW.GLOBALOPTIONS.BE
  • GLOBE ALLIANCE LIMITED
  • GLOBAL OPTIONS GROUP
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • FELDMAN, MACKIE & CHAN LLC
  • WWW.FELDMANMACKIECHAN.COM
A warning PDF of date 14/01/2009 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • MAYNARD & BREEN INVESTMENT SERVICES
  • WWW.MAYBRN.COM
A warning PDF of date 14/01/2009 (new window) SFC (HONG KONG) 
14/01/2009unauthorised entities
  • OMEGA CAPITAL MANAGEMENT
  • WWW.OMEGACM.COM
A warning PDF of date 14/01/2009 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • ECM TRADING LIMITED
  • WWW.ECMFOREX.COM
  • ELECTRONIC CAPITAL MARKETS LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
25/02/2009unauthorised entities
  • CORNERSTONE WORLDWIDE
A warning PDF of date 25/02/2009 (new window) SFC (HONG KONG) 
29/11/2006unauthorised entities
  • THE TIDAL GROUP
A warning PDF of date 29/11/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.