Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1155 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/10/2008unauthorised entities
  • GLOBE ALLIANCE LIMITED
  • WWW.GLOBALOPTIONS.BE
  • WWW.GLOBALCGP.COM
  • WWW.GLOBALOPTIONS.ORG
  • GLOBAL COMMODITIES INC.
  • GLOBAL OPTIONS GROUP
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008unauthorised entities
  • ELECTRONIC CAPITAL MARKETS LIMITED
  • WWW.ECMFOREX.COM
  • ECM TRADING LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
25/02/2009unauthorised entities
  • HMG HOLDINGS LTD
A warning PDF of date 25/02/2009 (new window) SFC (HONG KONG) 
17/09/2008unauthorised entities
  • ADVANTAGE SECURITIES INC
  • WWW.ADVANTAGESECURITIES.COM
A warning PDF of date 17/09/2008 (new window) SFC (HONG KONG) 
21/07/2010unauthorised entities
  • NEWTON MOORE LIMITED
A warning PDF of date 21/07/2010 (new window) SFC (HONG KONG) 
21/07/2010unauthorised entities
  • PRICE AND STONE MERGERS AND ACQUISITIONS
  • WWW.PRICEANDSTONEMA.COM
A warning PDF of date 21/07/2010 (new window) SFC (HONG KONG) 
01/04/2009unauthorised entities
  • PENINSULA CAPITAL LTD.
  • WWW.PENINSULACAPITALHK.COM
A warning PDF of date 01/04/2009 (new window) SFC (HONG KONG) 
19/11/2008unauthorised entities
  • JD ABRAMS & ASSOCIATES
  • WWW.JDABRAMSASSOCIATES.COM
A warning PDF of date 19/11/2008 (new window) SFC (HONG KONG) 
22/11/2006unauthorised entities
  • PAN-INDEX LIMITED
  • WWW.PAN-INDEX.COM
  • 888.PAN-INDEX.COM
A warning PDF of date 22/11/2006 (new window) SFC (HONG KONG) 
21/07/2010unauthorised entities
  • ANDERSON MUNRO
A warning PDF of date 21/07/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.