Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1161 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
24/02/2016unauthorised entities
  • QMI FINANCIAL
  • WWW.QMIFINANCIAL.COM
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
22/02/2006unauthorised entities
  • WHITMAN LLOYDS & ASSOCIATES MERGERS & ACQUISITIONS
  • WWW.WHITMANLLOYDS.COM
A warning PDF of date 22/02/2006 (new window) SFSA (SUECIA) 
04/02/2009unauthorised entities
  • STEED AND ASSOCIATES, INC.
  • WWW.STEEDANDASSOCIATES.COM
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 
18/11/2015unauthorised entities
  • AZTEC GROUP (CLON)
  • WWW.AZTEC-GROUP.COM
A warning PDF of date 18/11/2015 (new window) SFSA (SUECIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
04/02/2009unauthorised entities
  • ATLANTIC EQUITY MANAGEMENT
  • WWW.ATLANTICEM.COM
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 
30/10/2013unauthorised entities
  • 1ST EDGE FINANCIAL BANK OF THE UNITED KINGDOM
A warning PDF of date 30/10/2013 (new window) SFSA (SUECIA) 
11/11/2015unauthorised entities
  • THUNGEN FINANCIAL
  • WWW.TFPRIVATECLIENTS.COM
A warning PDF of date 11/11/2015 (new window) SFSA (SUECIA) 
15/07/2009unauthorised entities
  • MYERS-BRÜNING ASSOCIATES
  • WWW.MYERS-BRUNING.COM
A warning PDF of date 15/07/2009 (new window) SFSA (SUECIA) 
28/01/2009unauthorised entities
  • ALEXANDER SOLUTIONS
  • WWW.ALEXANDERSOLUTIONS.COM
A warning PDF of date 28/01/2009 (new window) SFSA (SUECIA) 
04/02/2009unauthorised entities
  • PALMER BROWN MANAGEMENT, INC.
  • WWW.PALMER-BROWN.COM
A warning PDF of date 04/02/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.