Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1173 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
02/10/2013unauthorised entities
  • CONQUEST PRIVATE EQUITY LLC
A warning PDF of date 02/10/2013 (new window) SFSA (SUECIA) 
23/04/2014unauthorised entities
  • ASIAN FUTURES TRADING GROUP
  • WWW.ASIAN-FTG.COM
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
22/08/2012unauthorised entities
  • LAVENKOV CAPITAL PARTNERS
  • WWW.LAVENKOVCP.COM
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
16/04/2014unauthorised entities
  • MORRIS CAPITAL PARTNERS
  • WWW.MORRIS-CAPITAL-PARTNERS.COM
A warning PDF of date 16/04/2014 (new window) SFSA (SUECIA) 
23/04/2014unauthorised entities
  • ASHLAND MERGERS & ACQUISITIONS MANAGEMENT
  • WWW.ASHLANDMERGER.COM
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
04/04/2012unauthorised entities
  • JOHNSON MCQUADE ACQUISITIONS CORP.
  • WWW.JOHNSONMCQUADEACQUISITIONS.COM
A warning PDF of date 04/04/2012 (new window) SFSA (SUECIA) 
23/04/2014unauthorised entities
  • NELTOM LTD
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
23/04/2014unauthorised entities
  • GF TRADES
  • WWW.GFTRADES.COM
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
23/04/2014unauthorised entities
  • BNY MELLON WEALTH MANAGEMENT (CLON)
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE DEBIDAMENTE REGISTRADA EN ESTADOS UNIDOS
23/04/2014unauthorised entities
  • CLEARSKIES GROUP LTD
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.