Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1177 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
13/04/2011unauthorised entities
  • WOODWARD GORDON CAPITAL INTERNATIONAL
  • WWW.WG-CI.COM
A warning PDF of date 13/04/2011 (new window) SFSA (SUECIA) 
22/08/2012unauthorised entities
  • LAVENKOV CAPITAL PARTNERS
  • WWW.LAVENKOVCP.COM
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
13/04/2011unauthorised entities
  • ADVANCE PARTNERS LLC
  • WWW.ADVANTAGESECURITIES.COM
A warning PDF of date 13/04/2011 (new window) SFSA (SUECIA) 
13/04/2011unauthorised entities
  • BAKER & HIGGS ASSET MANAGEMENT
  • WWW.BAKER-HIGGS.COM
A warning PDF of date 13/04/2011 (new window) SFSA (SUECIA) 
22/08/2012unauthorised entities
  • GLOBAL ASSET MANAGEMENT
  • WWW.GLOBALASSETSMANAGEMENT.US
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
17/11/2004unauthorised entities
  • VC PRIVATE MANAGEMENT LTD.
A warning PDF of date 17/11/2004 (new window) SFSA (SUECIA) 
28/10/2009unauthorised entities
  • ORACLE EQUITY MANAGEMENT
  • WWW.ORACLEEM.COM
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
22/08/2012unauthorised entities
  • DAWSON WHITE TRUST (DW TRUST)
  • WWW.DAWSONWHITETRUST.COM
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
22/08/2012unauthorised entities
  • BALANCED SECURITIES PLANNINGS INC.
  • WWW.BSPLANNINGINC.COM
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
28/12/2016unauthorised entities
  • NIKKO-DESJARDINS ASSET MANAGEMENT
  • WWW.NIKKOHOLDINGS.COM
A warning PDF of date 28/12/2016 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.