Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1179 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/08/2012unauthorised entities
  • LONDON GOLD AND COMMODITIES EXCHANGE, LGCEX
  • WWW.LGEX.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012unauthorised entities
  • FEDERAL ASSET MANAGEMENT
  • WWW.FEDERALASSETMGMT.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
22/12/2004unauthorised entities
  • VC PRIVATE MANAGEMENT LTD.
  • WWW.VCPM.COM
A warning PDF of date 22/12/2004 (new window) SFSA (SUECIA) 
01/08/2012unauthorised entities
  • BRIDGESTONE GLOBAL PARTNERS
  • WWW.BRIDGESTONEGP.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
11/05/2011unauthorised entities
  • WOLF INVESTMENT SOLUTIONS
  • WWW.WOLD-INVESTSOL.COM
A warning PDF of date 11/05/2011 (new window) SFSA (SUECIA) 
12/08/2009unauthorised entities
  • PARKER & BOYD LTD.
  • WWW.PARKERBOYD.COM
A warning PDF of date 12/08/2009 (new window) SFSA (SUECIA) 
04/05/2011unauthorised entities
  • SHAFFER LIENHARD AND BEIJING MERCANTILE EXCHANGE, BEMEX
  • WWW.SHAFFER-LIENHARD.COM
A warning PDF of date 04/05/2011 (new window) SFSA (SUECIA) 
19/08/2009unauthorised entities
  • CAPITALSYS
  • WWW.CAPITALSYS.COM
A warning PDF of date 19/08/2009 (new window) SFSA (SUECIA) 
01/08/2012unauthorised entities
  • GREENBIRD FINANCIAL
  • WWW.GBFINTL.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
14/10/2009unauthorised entities
  • SMITH SHORE & JENKINS, LLC
  • WWW.SMITHSJ.COM
A warning PDF of date 14/10/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.