Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1186 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
03/09/2014unauthorised entities
  • PARLEY ACQUISITION GROUP
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 
14/12/2017unauthorised entities
  • VOGEL CAPITAL / COMMERCIAL SUPPORT LP
  • WWW.VOGELCAPITAL.COM
A warning PDF of date 14/12/2017 (new window) SFSA (SUECIA) 
14/12/2017unauthorised entities
  • PRIMECFDS / WM OPTION / ORION SOLUTIONS SRL
  • WWW.PRIMECFDS.COM
A warning PDF of date 14/12/2017 (new window) SFSA (SUECIA) 
02/11/2011unauthorised entities
  • LONGWOOD TRANDING AND SGCEX
  • WWW.LONGWOOD-TRADING.COM
A warning PDF of date 02/11/2011 (new window) SFSA (SUECIA) 
02/04/2014unauthorised entities
  • MORRIS & DAZZ ASSET EVALUATORS LTD
  • WWW.MDEVALUATORS.COM
A warning PDF of date 02/04/2014 (new window) SFSA (SUECIA) 
03/09/2014unauthorised entities
  • STRATFORD PRIVATE EQUITY PLC
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 
10/11/2011unauthorised entities
  • ATX GROUP AND HOUSTON FUTURES EXCHANGE, HOUFEX
  • WWW.ATX-GROUP.COM
A warning PDF of date 10/11/2011 (new window) SFSA (SUECIA) 
09/04/2014unauthorised entities
  • ASIAN ACQUISITION OVERSIGHT COMMITTEE
  • WWW.AAOC.JP
A warning PDF of date 09/04/2014 (new window) SFSA (SUECIA) 
10/11/2011unauthorised entities
  • DMR CONSULTING LLC
  • WWW.DMRCONSULTINGLLC.COM
A warning PDF of date 10/11/2011 (new window) SFSA (SUECIA) 
03/09/2014unauthorised entities
  • MYERS AND BAKER ASSOCIATES
A warning PDF of date 03/09/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.