Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1195 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
10/06/2009unauthorised entities
  • OPTION ONE INTERNATIONAL
  • WWW.OPTIONONEINTERNATIONAL.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
06/03/2019unauthorised entities
  • ECN PREMIUM
  • HTTPS://WWW.ECNPREMIUM.COM
A warning PDF of date 06/03/2019 (new window) SFSA (SUECIA) 
02/11/2005unauthorised entities
  • FONG & MARCUS MERGERS AND ACQUISITIONS
  • WWW.FONGMA.COM
A warning PDF of date 02/11/2005 (new window) SFSA (SUECIA) 
10/06/2009unauthorised entities
  • OMEGA GLOBAL TRADING INC
  • WWW.OGLOBALTRADING.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
13/10/2005unauthorised entities
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
13/10/2005unauthorised entities
  • CHARLES FLEMING CO., LTD
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • DAUPHIN ASSET EUROPE
  • WWW.DAUPHINEUROPE.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • AVERY KINGSTON CAPITAL
  • WWW.AVERYKINGSTON.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • FIRST PRIME GROUP
  • WWW.FIRSTPRIMEGROUP.NET
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • RICHMOND CAPITAL MANAGEMENT
  • WWW.RICHMONDCONSULTANCY.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.