Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1214 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
28/05/2014unauthorised entities
  • CHEYNEY GROUP
  • WWW.CHEYNEYGROUP.COM
A warning PDF of date 28/05/2014 (new window) SFSA (SUECIA) 
11/06/2008unauthorised entities
  • CAPITAL ACCESS LIMITED
  • WWW.CAPITALACCESSLIMITED.COM
A warning PDF of date 11/06/2008 (new window) SFSA (SUECIA) 
02/07/2008unauthorised entities
  • BLUE BAYOU PROSPECT MANAGEMENT
  • WWW.BBPROSPECT.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • AVERY KINGSTON CAPITAL
  • WWW.AVERYKINGSTON.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
02/07/2008unauthorised entities
  • PATERSON & CO. LTD
  • WWW.PATERSONCOLTD.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
06/06/2012unauthorised entities
  • DENHMAN OGILVIE
  • WWW.DENHMAN-OGILVIE.COM
A warning PDF of date 06/06/2012 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • DAUPHIN ASSET EUROPE
  • WWW.DAUPHINEUROPE.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
15/06/2011unauthorised entities
  • NEW YORK GLOBAL GROUP, INC.
  • WWW.NEWYORKGGI.COM
A warning PDF of date 15/06/2011 (new window) SFSA (SUECIA) 
21/05/2014unauthorised entities
  • CALTHERM CO. PRIVATE EQUITY LLC
  • WWW.CALTHERMCO.COM
A warning PDF of date 21/05/2014 (new window) SFSA (SUECIA) 
30/11/2005unauthorised entities
  • THE TOROS GROUP
A warning PDF of date 30/11/2005 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.