Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1214 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
21/10/2009unauthorised entities
  • PGM MERGERS & ACQUISITIONS
  • WWW.PGMADVISORY.COM
A warning PDF of date 21/10/2009 (new window) SFSA (SUECIA) 
05/07/2006unauthorised entities
  • LINK MERGERS & ACQUISITIONS
  • WWW.LINKMNA.COM
A warning PDF of date 05/07/2006 (new window) SFSA (SUECIA) 
12/09/2007unauthorised entities
  • CHARLTON HAYFIELD AND COMPANY
  • WWW.CHARLTONHAYFIELD.COM
A warning PDF of date 12/09/2007 (new window) SFSA (SUECIA) 
28/10/2009unauthorised entities
  • ORACLE EQUITY MANAGEMENT
  • WWW.ORACLEEM.COM
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
09/05/2018unauthorised entities
  • SPEARTRADER
  • WWW.SPEARTRADER.COM
A warning PDF of date 09/05/2018 (new window) SFSA (SUECIA) 
24/10/2007unauthorised entities
  • HOPEWOOD AND COMPANY
  • WWW.HOPEWOODCO.COM
A warning PDF of date 24/10/2007 (new window) SFSA (SUECIA) 
28/10/2009unauthorised entities
  • DENKO GROUP
  • WWW.DENKOGROUP.COM
A warning PDF of date 28/10/2009 (new window) SFSA (SUECIA) 
14/10/2009unauthorised entities
  • SMITH SHORE & JENKINS, LLC
  • WWW.SMITHSJ.COM
A warning PDF of date 14/10/2009 (new window) SFSA (SUECIA) 
07/03/2018unauthorised entities
  • NORTHRIDGE FINANCIAL PARTNERS
  • WWW.NORTHRIDGEFINANCIALPARTNERS.COM
A warning PDF of date 07/03/2018 (new window) SFSA (SUECIA) 
28/03/2018unauthorised entities
  • PRIME FINANCIAL PARTNERS
  • WWW.PRIMEFINANCIALPARTNERS.COM
A warning PDF of date 28/03/2018 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.