Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1216 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
07/09/2011unauthorised entities
  • HARTFORD ASSET MANAGEMENT
  • WWW.HARTFORDASM.COM
A warning PDF of date 07/09/2011 (new window) SFSA (SUECIA) 
20/06/2018unauthorised entities
  • BR CONSULTING GROUP LTD / BRFXTRADE
  • WWW.BRFXTRADE.COM
A warning PDF of date 20/06/2018 (new window) SFSA (SUECIA) 
25/04/2012unauthorised entities
  • PLATFORM GROUP LEGAL SERVICES, PGLS
  • WWW.PGLS.BIZ
A warning PDF of date 25/04/2012 (new window) SFSA (SUECIA) 
25/04/2012unauthorised entities
  • PELICAN TRADING GROUP
  • WWW.PELICAN-TG.COM
A warning PDF of date 25/04/2012 (new window) SFSA (SUECIA) 
13/06/2018unauthorised entities
  • LITTINVEST / EXPLATINUM LP
  • WWW.LITTINVEST.COM
A warning PDF of date 13/06/2018 (new window) SFSA (SUECIA) 
06/02/2008unauthorised entities
  • CAPITAL VENTURE GROUP, CVG
  • WWW.CAPITALVENTUREGROUP.NET
A warning PDF of date 06/02/2008 (new window) SFSA (SUECIA) 
06/02/2008unauthorised entities
  • ERNEST GREENE GROUP LTD
  • WWW.E-GREENE.COM
  • WWW.ERNEST-GREENE.COM
A warning PDF of date 06/02/2008 (new window) SFSA (SUECIA) 
13/02/2008unauthorised entities
  • DAVIS & RUDELL LLC
  • WWW.DAVIS-RUDELL.COM
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 
13/02/2008unauthorised entities
  • PALLADIUM CATHAY INTERMEDIARIES
  • WWW.PALLADIUMCATHAY.COM
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 
07/09/2011unauthorised entities
  • INTERNATIONAL MERGERS, INC.
  • WWW.INTERNATIONALMERGERS.COM
A warning PDF of date 07/09/2011 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.