Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1224 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
07/10/2009unauthorised entities
  • NFINVEST
  • HTTP://WWW.NFINVEST.COM/SI/
A warning PDF of date 07/10/2009 (new window) SSMA (ESLOVENIA) 
16/02/2005unauthorised entities
  • CEEM CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
31/10/2012unauthorised entities
  • KARANTANIA INVESTMENTS LLC
A warning PDF of date 31/10/2012 (new window) SSMA (ESLOVENIA) 
29/09/2010unauthorised entities
  • FUEHRENDE INVESTITIONEN LIMITED
  • HTTP://WWW.FISS-SOLUTIONS.COM/SI/
  • HTTP://WWW.FISS-INVESTMENTS.COM/
A warning PDF of date 29/09/2010 (new window) SSMA (ESLOVENIA) 
18/11/2015unauthorised entities
  • LABANNA CAPITAL MANAGEMENT
  • HTTP://LABANNACAPITALMGMT.COM/INDEX.PHP
A warning PDF of date 18/11/2015 (new window) SSMA (ESLOVENIA) 
23/06/2004unauthorised entities
  • BAKER & WHITE
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
23/06/2004unauthorised entities
  • DE VERRE LLOYD & CO., LTD.
A warning PDF of date 23/06/2004 (new window) SSMA (ESLOVENIA) 
07/06/2023unauthorised entities
  • ROYAL INVESTMENT CONSORTIUM
A warning PDF of date 07/06/2023 (new window) SSMA (ESLOVENIA) 
18/04/2012unauthorised entities
  • TARLIN INVESTMENT MANAGEMENT
A warning PDF of date 18/04/2012 (new window) SSMA (ESLOVENIA) 
02/11/2017unauthorised entities
  • SPOT INVESTICIJE POSLOVNO SVETOVANJE
  • HTTP://SPOT-INVESTICIJE.COM/
A warning PDF of date 02/11/2017 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.