Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 135 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
22/02/2012unauthorised entities
  • UNIVERSAL LIBERTY EXPRESS BANK
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
05/05/2020unauthorised entities
  • UNIVERSAL LEASING LIMITED (CLON)
  • HTTPS://UNIVLL.CO.UK/
  • WWW.UNIVERSAL-LEASINGLTD.CO.UK
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
23/04/2014unauthorised entities
  • UNIVERSAL FINANCE BANK
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
13/10/2005unauthorised entities
  • UNIVERSAL CREDIT UNION OF SWEDEN ECONOMIC
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
21/07/2010unauthorised entities
  • UNIVERSAL CONSOLIDATED
  • WWW.UNIVERSALCSLD.COM
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
15/12/2021unauthorised entities
  • UNIVERSAL CAPITAL INVESTMENT
  • UNIVERSALCAPITALINVESTMENT.COM
A warning PDF of date 15/12/2021 (new window) FCA (REINO UNIDO) 
10/03/2021unauthorised entities
  • UNIVERSAL ASSET MANAGEMENT
  • HTTPS://UNIVERSALASSETMGMT.COM
A warning PDF of date 10/03/2021 (new window) AFM (PAISES BAJOS)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
23/02/2022unauthorised entities
  • UNIVERSAL ASSET MANAGEMENT
  • WWW.UNIVERSALASSETMGMT.COM
A warning PDF of date 23/02/2022 (new window) FSMA (BELGICA) 
28/09/2022Other alerts
  • UNITY INVESTMENT GROUP
  • UNITY-INVEST.COM
A warning PDF of date 28/09/2022 (new window) BAFIN (ALEMANIA)BAFIN PROHÍBE A UNITY INVESTMENT GROUP OFRECER EL BONO DE PHOTON ENERGY N.V. “6.50 % GREEN EUR BOND 2021/2027” AL PÚBLICO EN ALEMANIA
03/03/2021unauthorised entities
  • UNITESTOCKS / DEMURE CONSULTING LTD
  • HTTPS://UNITESTOCKS.COM/
A warning PDF of date 03/03/2021 (new window) CMVM (PORTUGAL) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.