Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 137 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
30/07/2008unauthorised entities
  • SOLVAY FINANCIAL
A warning PDF of date 30/07/2008 (new window) CBFA (BELGICA) 
30/07/2008unauthorised entities
  • CITY PRIVATE BANKING & WEALTH MANAGEMENT
  • JAMES SHERMAN
A warning PDF of date 30/07/2008 (new window) FSC (ISLA DE MAN) 
13/08/2008Other alerts
  • BAC SOLAR
A warning PDF of date 13/08/2008 (new window) HCMC (GRECIA)FONDO NO AUTORIZADO PARA SU COMERCIALIZACIÓN EN GRECIA.
13/08/2008Other alerts
  • BAC MINING SOUTH AFRICA FUND
A warning PDF of date 13/08/2008 (new window) HCMC (GRECIA)FONDO NO AUTORIZADO PARA SU COMERCIALIZACIÓN EN GRECIA.
13/08/2008unauthorised entities
  • TRUST FINANCE FIDELITY BANK
  • HTTP://TRUSTFINANCEFIDELITYBANK.ORG
A warning PDF of date 13/08/2008 (new window) JFSC (JERSEY) 
13/08/2008Other alerts
  • BEST ASSET CLASS AG (BAC)
  • BAC MINING SOUTH AFRICA FUND
  • BAC AFRICA NATURAL RESOURCES
  • BAC SOLAR
  • BAC HYDROGEN
A warning PDF of date 13/08/2008 (new window) HCMC (GRECIA)BAC PARECE SER UNA GESTORA DE FONDOS SUIZA QUE GESTIONA FONDOS QUE NO ESTÁN AUTORIZADOS PARA SER COMERCIALIZADOS EN GRECIA.
13/08/2008Other alerts
  • BAC HYDROGEN
A warning PDF of date 13/08/2008 (new window) HCMC (GRECIA)FONDO NO AUTORIZADO PARA SU COMERCIALIZACIÓN EN GRECIA.
13/08/2008Other alerts
  • BAC AFRICA NATURAL RESOURCES
A warning PDF of date 13/08/2008 (new window) HCMC (GRECIA)FONDO NO AUTORIZADO PARA SU COMERCIALIZACIÓN EN GRECIA.
13/08/2008Other alerts
  • WWW.SHEEP669.CN
A warning PDF of date 13/08/2008 (new window) SFC (HONG KONG)PÁGINAS WEB FRAUDULENTAS
13/08/2008unauthorised entities
  • ADVANTAGE SECURITIES INC
  • WWW.ADVANTAGESECURITIES.COM
A warning PDF of date 13/08/2008 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.